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Tom Ward

Tom Ward

Investment Advisor Representative

Professional Services 

Tom is an Investment Advisor Representative with over 25 years’ experience in the financial services industry. With securities registrations Series 7, 63 as well as, health and life insurance licenses, he specializes in investment management and family insurance risk strategies for the self-employed and family planning. Tom provides insightful advice which includes: 

  • Sole Proprietor 401-K 
  • Income Tax Planning 
  • Mutual Funds 
  • Individual Stock Ownership 
  • 529 College Plans 
  • Beneficiary Reviews 

Tom assists many clients with monthly cash flow management and reducing financial fragmentation with account consolidation. This approach is solution driven and provides confidence during pressing financial challenges. Tom is dedicated to his family, his clients and his profession.

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